Security Traders Association dictum meum pactum "my word is my bond"

  • 2019 Dictum Meum Pactum Award Recipient
    by Dawn Combs on October 22, 2020 at 4:54 pm

    STA’s 2019 Dictum Meum Pactum Award Recipient is Ms. Peggy Bowie. She is also the President of the Canadian Security Traders Association. The CSTA was formed in 2000 to serve as a national voice for affiliate trading organizations in Canada. Comprised of over 850 equity traders nationwide, the CSTA is led by Governors from each…  Read more The post 2019 Dictum Meum Pactum Award Recipient appeared first on Security Traders Association.

  • 2018 Dictum Meum Pactum Award Recipient
    by Dawn Combs on October 22, 2020 at 4:35 pm

    STA is pleased to announce Kevin Parks as the 2018 Dictum Meum Pactum Award recipient. Over the course of his decade in the financial services industry, Mr. Parks’ tremendous advocacy for children impacted by tragedy has exemplified the ideals the DMP award seeks to recognize. In 2010, while employed at a NY-based hedge fund, Mr.…  Read more The post 2018 Dictum Meum Pactum Award Recipient appeared first on Security Traders Association.

  • 2020 Dictum Meum Pactum Award Recipient
    by Dawn Combs on October 22, 2020 at 4:04 pm

    On October 8, 2020, STA announced Tom Gira as the 2020 Dictum Meum Pactum Award recipient, posthumously. The award was accepted by FINRA President & CEO Robert Cook. Mr. Gira’s longstanding career in securities market regulation exemplified the ideals the DMP seeks to recognize. His service to the industry and the investors we serve will…  Read more The post 2020 Dictum Meum Pactum Award Recipient appeared first on Security Traders Association.

  • Debra Walton Keynote Address Announcement
    by Sam Belden on October 1, 2020 at 9:50 pm

    A Quarter of Women Are Considering Scaling Back CareersBloombergA quarter of women are considering leaving the workforce or scaling back on their career aspirations because of the extra demands created by the Covid-19 pandemic, according to the annual study of women in the workplace released Wednesday by McKinsey & Company and LeanIn.Org. Link Women Now…  Read more The post Debra Walton Keynote Address Announcement appeared first on Security Traders Association.

  • STA Files Comment Letter on Form 13F
    by Sam Belden on September 25, 2020 at 9:51 pm

    “STA acknowledges that the current reporting threshold presents burdens on certain small investment managers, but given the importance of the information from Form 13F we recommend that the Commission exercise extreme caution in raising the reporting threshold.  We believe a threshold which is materially lower than the proposed $3.5 billion AUM will more effectively balance the interests of…  Read more The post STA Files Comment Letter on Form 13F appeared first on Security Traders Association.

  • New Jersey’s FTT: Express Your Opposition
    by Sam Belden on September 16, 2020 at 8:45 pm

    As states across the nation face 2021 budget gaps due to the COVID 19 pandemic, New Jersey is pursuing a financial transaction tax (FTT) on trades done at “high quantity” processors in their state. While the details of a final bill have yet to unfold, Governor Murphy and New Jersey legislators are espousing attributes we…  Read more The post New Jersey’s FTT: Express Your Opposition appeared first on Security Traders Association.