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Open Call Report — The ETF Rule
by Sam Belden on November 11, 2019 at 8:45 pm
STA Open Call – November 4, 2019 – Call Notes* The ETF Rule Eric Pollackov, Head of Global ETF Capital Markets, Invesco Opening Remarks & Material– Jim Toes, STA STA Comment Letter on Asymmetric Delays, “Speed Bumps” LINK SEC Chairman Clayton Oct 17th Statement on Thinly Traded Securities LINK The Commission’s interest for industry input… Read more The post Open Call Report — The ETF Rule appeared first on Security Traders Association.
The Importance of Congressional Hearings
by Jim Toes on October 28, 2019 at 6:51 pm
Earlier this month, the House Financial Services Committee’s Subcommittee on Diversity and Inclusion held a hearing entitled “Examining the Need for Diversity Practices for America’s Changing Workforce”. The hearing focused solely on retention and promotion of diverse talent within US companies. As Chairwoman Joyce Beatty noted, US companies cannot just focus on recruitment, but rather… Read more The post The Importance of Congressional Hearings appeared first on Security Traders Association.
Killing Our Frankensteins
by Sam Belden on October 28, 2019 at 2:02 pm
More than two centuries ago, the gothic novel, Frankenstein, also known as The Modern Prometheus, was anonymously published in Britain. A few years later in 1823, readers would discover that the gifted author was Mary Shelley, who at the age of 18 began writing the novel in a competition among peers about who could write… Read more The post Killing Our Frankensteins appeared first on Security Traders Association.
Comment Letter: Cboe Asymmetric Delay
by Sam Belden on October 22, 2019 at 2:44 pm
It has long been STA’s view that liquidity providers contribute to the overall quality of markets to the benefit of investors. While we have advocated for regulators to find modern ways to incentivize their existence, we do not believe the introduction of asymmetric delays is one such way. Therefore, while we appreciate the intended goals… Read more The post Comment Letter: Cboe Asymmetric Delay appeared first on Security Traders Association.
STA 2019 Market Structure Conference
by Jim Toes on October 10, 2019 at 5:12 pm
Photo Gallery The post STA 2019 Market Structure Conference appeared first on Security Traders Association.
STA 4th Annual Women in Finance Symposium
by Sam Belden on September 16, 2019 at 7:28 pm
By Kate McAllisterGlobal Liquidity Partners and STA WIF Co-Chair With just two weeks remaining until STA’s 86th Annual Market Structure Conference, I am pleased to say that the 2019 Women in Finance Symposium will be the best one yet. After three years of directly preceding the conference, this year’s Symposium will be incorporated into the main program, with… Read more The post STA 4th Annual Women in Finance Symposium appeared first on Security Traders Association.