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  • Open Call Report – SEC Roundtable on Thinly Traded Securities
    by Jim Toes on April 24, 2018 at 6:02 pm

    Good evening and welcome to tonight’s Open Call on the  SEC Roundtable on Thinly Traded Securities and an update on the SEC Transaction fee pilot, aka the Access fee pilot. Tonight’s call is brought to you by the STA Foundation a 501 c 3 corporation that serves as STA’s educational arm. Last October, the Department…  Read more The post Open Call Report – SEC Roundtable on Thinly Traded Securities appeared first on Security Traders Association. […]

  • Photos – STA Foundation Symposium April 10, 2018
    by Jim Toes on April 24, 2018 at 1:06 pm

    Equity Market Structure Symposium – April 10, 2018   See STA Photo Album Here The post Photos – STA Foundation Symposium April 10, 2018 appeared first on Security Traders Association. […]

  • Open Call Announcement – SEC Roundtable on Thinly Traded Securities
    by Jim Toes on April 23, 2018 at 12:23 am

    Please join us as we discuss U.S. Securities and Exchange Commission April 23, 2018 Roundtable Market Structure for Thinly Traded Securities   Presenters:   Doug Clark, ITG Americas Head of Market Structure Jim Toes, STA President & CEO Tonight’s presenters will also provide an update on the SEC’s Proposed Transaction Fee Pilot, aka Access Fee…  Read more The post Open Call Announcement – SEC Roundtable on Thinly Traded Securities appeared first on Security Traders Association. […]

  • Tick Pilot – What would Thomas Edison do?
    by Jim Toes on April 19, 2018 at 11:58 pm

    Tick Pilot: What would Thomas Edison do? by Jim Toes We‘ve all heard versions of Thomas Edison’s quote on failure and lightbulbs with the “Wizard of Menlo Park” admitting to between 99 – 10,000 failures before getting the positive outcome he sought. Regardless of the actual number of attempts, the valuable lesson in the quote…  Read more The post Tick Pilot – What would Thomas Edison do? appeared first on Security Traders Association. […]

  • #PutHerOnThePanel – STANY
    by Jim Toes on April 17, 2018 at 10:20 pm

    SEC Commissioner Kara stein leads a strong list of women thought leaders at stany’s annual conference congratulations to stany For achieving diversity & inclusion in your Conference Program!     Kara Stein United States Securities and Exchange Commission Ana Avramovic, Bank of America Merrill Lynch Allison Bishop, IEX Trading Mary Jeanette Dee, Sheppard Mullin Hope…  Read more The post #PutHerOnThePanel – STANY appeared first on Security Traders Association. […]

  • Grassroots Giving – Veterans
    by Jim Toes on April 17, 2018 at 2:35 pm

    Welcome to the first quarterly issue of   Grassroots Giving   The grassroots nature of STA’s Affiliate organization is more than political activism. It is also about the charitable work each affiliate does in their local community. Many of these unselfish efforts go unrecognized. Which is why we’ve created Grassroots Giving, a quarterly notice that…  Read more The post Grassroots Giving – Veterans appeared first on Security Traders Association. […]